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  • Corporate and Shareholder Information

    Number of Shareholders

    At November 19, 2018, there were 348 holders of record of our common stock. Shares of our common stock are held by a substantially greater number of beneficial owners, whose shares are held of record by banks, brokers and other financial institutions.

    Annual Report on Form 10-K; Certifications

    A copy of the Annual Report on Form 10-K, as filed with the Securities and Exchange Commission, is included in this document and is also available, without charge, at sec.gov, upon request in writing to Corporate Secretary, Raymond James Financial, Inc., 880 Carillon Parkway, St. Petersburg, Florida 33716, or by emailing investorrelations@raymondjames.com.

    Raymond James has included, as exhibits to its 2018 Annual Report on Form 10-K, certifications of its chief executive officer and chief financial officer as to the quality of the company’s public disclosure. Raymond James’ chief executive officer has also submitted to the New York Stock Exchange a certification that he is not aware of any violations by the company of the NYSE company listing standards.

    Annual Meeting

    The annual meeting of shareholders will be conducted at Raymond James Financial’s headquarters in The Raymond James Financial Center, 880 Carillon Parkway, St. Petersburg, Florida, on February 28, 2019, at 4:30 p.m.

    The meeting will be broadcast live via streaming audio on raymondjames.com under “Investors – Shareholders’ Meeting.”

    Notice of the annual meeting, proxy statement and proxy voting instructions accompany this report to shareholders. Quarterly reports are made available to shareholders in February, May and August.

    Electronic Delivery

    If you are interested in electronic delivery of future copies of this report, please see the proxy voting instructions.

    Transfer Agent and Registrar

    Computershare Inc.
    P.O. Box 505000
    Louisville, KY 40233-5000

    Independent Auditors


    New York Stock Exchange Symbol


    Covering Analysts

    Alex Blostein
    Goldman Sachs & Co.

    Christian Bolu
    Sanford C. Bernstein & Co.

    Steven J. Chubak, CFA
    Wolfe Research

    Christopher Harris
    Wells Fargo Securities, LLC

    William R. Katz
    Citigroup Global Markets, Inc.

    James Mitchell
    The Buckingham Research Group

    Devin Ryan
    JMP Securities

    Craig Siegenthaler
    Credit Suisse

    Principal Subsidiaries

    Raymond James & Associates, Inc.
    Securities broker/dealer
    Member New York Stock Exchange
    Member Financial Industry Regulatory Authority

    Raymond James Financial Services, Inc.
    Securities broker/dealer Member Financial Industry Regulatory Authority

    Raymond James Financial Services Advisors, Inc.
    Registered Investment Advisor

    Raymond James Ltd.
    Canadian securities broker/dealer
    Member Toronto Stock Exchange

    Carillon Tower Advisers, Inc.
    Asset and mutual fund management

    Raymond James Bank, N.A.
    Member Federal Deposit Insurance Corporation